Richardson, Patrick, Westbrook & Brickman has experience in pursuing securities arbitration claims for those individuals who have suffered significant financial losses due to broker or brokerage firm misconduct. In recent years, a number of brokerage firms and investment banks have been implicated in various financial improprieties. This misconduct has led to private litigation and regulatory enforcement actions. If you have sustained substantial losses due to alleged misconduct by a financial institution, our attorneys can help you investigate these claims and identify your legal options.
Some investors may have incurred losses through other types of broker misconduct. RPWB can help you navigate the rules set by self-regulatory organizations for the arbitration of such claims. In particular, RPWB has experience with the arbitration procedures utilized by the NASD and NYSE in disputes between customers and brokerage firms.
Please
contact us with any questions or if you'd like to explore your legal rights.
